Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (9 Dec 2022 to 5 Aug 2025)
- SMF1 Chief Executive (9 Dec 2019 to 5 Aug 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 19 Dec 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Dec 2023)
- SMF27 Partner (9 Dec 2019 to 5 Aug 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 5 Aug 2025)
- CF3 Chief Executive (18 Jun 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (18 Jun 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (20 Jan 2015 to 8 Dec 2019)
- CF30 Customer (14 Jan 2013 to 8 Dec 2019)
- CF4 Partner (14 Jan 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.