John Alwyn Evans

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Churchgate Accountants Limited

    FRN 536899

    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 26 Oct 2016)
    • SMF16 Compliance Oversight (9 Dec 2019 to 25 Feb 2022)
    • Responsible for Insurance Mediation (3 Mar 2011 to 30 Sep 2018)
    • CF30 Customer (3 Mar 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Mar 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Mar 2011 to 8 Dec 2019)
    • CF1 Director (3 Mar 2011 to 8 Dec 2019)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Sep 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2023)
    • CF30 Customer (11 Aug 2014 to 8 Dec 2019)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (20 Mar 2008 to 11 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.