Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Jun 2023)
- CF30 Customer (31 Dec 2007 to 7 Jun 2023)
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- CF21 Investment Adviser (14 Aug 2006 to 14 Mar 2007)
- CF22 Investment Adviser (Trainee) (14 Mar 2006 to 14 Aug 2006)
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- CF21 Investment Adviser (10 Jun 2004 to 6 Dec 2005)
- CF22 Investment Adviser (Trainee) (14 May 2003 to 10 Jun 2004)
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- CF22 Investment Adviser (Trainee) (14 Aug 2002 to 25 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.