John Alisdair Summers

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Derbyshire Mortgage Services Ltd
FRN 436257
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 8 Dec 2020)
- CF1 Director (31 Aug 2005 to 18 Aug 2014)
- CF8 Apportionment and Oversight (31 Aug 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (31 Aug 2005 to 18 Aug 2014)
Chevin Financial Services Ltd (no longer approved here)
FRN 209548
- Employed By (7 Jan 2002 to 31 Jul 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.