Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 17 Mar 2015)
    • CF30 Customer (since 13 Feb 2012)
    • Employed By (since 5 Mar 2015)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (28 Jul 2006 to 31 Dec 2006)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (648)Employed By (28 Jul 2006 to 31 Dec 2006)
  • Park Row Associates (k508) (no longer approved here)

    FRN 190108

    • (243)Employed By (24 Jan 2001 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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