Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aviva Investors Global Services Limited
FRN 119178
- SMF14 Senior Independent Director (since 25 Feb 2026)
- Director of firm who is not a certification employee or a SMF manager (14 Feb 2025 to 24 Feb 2026)
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Aviva Investors UK Fund Services Limited
FRN 119310
- SMF14 Senior Independent Director (since 25 Feb 2026)
- Director of firm who is not a certification employee or a SMF manager (14 Feb 2025 to 24 Feb 2026)
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HARGREAVES LANSDOWN FUND MANAGERS LTD.
FRN 166016
- Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2020)
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- SMF7 Group Entity Senior Manager (10 Dec 2018 to 31 Dec 2019)
- SIMF7 Group Entity Senior Insurance Manager Function (9 Aug 2017 to 9 Dec 2018)
- SIMF9 Chairman (16 Dec 2016 to 9 Aug 2017)
- CF1 Director (2 Apr 2009 to 12 May 2017)
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- CF3 Chief Executive (20 Sep 2016 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (1 Dec 2001 to 11 Jun 2003)
- CF8 Apportionment and Oversight (1 Dec 2001 to 29 May 2003)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- CF1 Director (30 Sep 2012 to 12 May 2017)
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- CF30 Customer (1 Nov 2007 to 29 Aug 2014)
- CF27 Investment Management (31 Jul 2002 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.