Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF14 Senior Independent Director (since 25 Feb 2026)
    • Director of firm who is not a certification employee or a SMF manager (14 Feb 2025 to 24 Feb 2026)
    • SMF14 Senior Independent Director (since 25 Feb 2026)
    • Director of firm who is not a certification employee or a SMF manager (14 Feb 2025 to 24 Feb 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2020)
  • Schroder Pension Management Limited (no longer approved here)

    FRN 442769

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 31 Dec 2019)
    • SIMF7 Group Entity Senior Insurance Manager Function (9 Aug 2017 to 9 Dec 2018)
    • SIMF9 Chairman (16 Dec 2016 to 9 Aug 2017)
    • CF1 Director (2 Apr 2009 to 12 May 2017)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF3 Chief Executive (20 Sep 2016 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 11 Jun 2003)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 29 May 2003)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • CF1 Director (30 Sep 2012 to 12 May 2017)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (1 Nov 2007 to 29 Aug 2014)
    • CF27 Investment Management (31 Jul 2002 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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