John Alan Williams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Resonance Impact Investment Limited
FRN 588462
- [FCA CF] Client dealing (since 27 Apr 2020)
- [FCA CF] Manager of certification employee (since 27 Apr 2020)
- CF30 Customer (20 Sep 2016 to 8 Dec 2019)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (15 Apr 2009 to 26 Apr 2009)
David Parry (no longer approved here)
FRN 484178
- Employed By (15 Apr 2009 to 4 Jun 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.