John Alan Stanbrook

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Michael James

    FRN 713035

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (18 Dec 2015 to 8 Dec 2019)
  • Michael James (no longer approved here)

    FRN 200072

    • (18)Employed By (3 Apr 2009 to 17 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.