John Alan Beresford Grout-Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 21 Jun 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF27 Investment Management (5 Feb 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (5 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Oct 2006 to 5 Feb 2007)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2005)
    • CF27 Investment Management (1 Dec 2001 to 26 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.