Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (6 Sep 2007 to 28 Nov 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (28 Nov 2002 to 1 Nov 2003)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 6 Sep 2007)
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- CF1 Director (6 Sep 2007 to 28 Nov 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (28 Nov 2002 to 1 Nov 2003)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 6 Sep 2007)
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- CF1 Director (5 Jun 2006 to 28 Nov 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (28 Nov 2002 to 1 Nov 2003)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 6 Sep 2007)
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- CF1 Director (5 Jun 2006 to 28 Nov 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (28 Nov 2002 to 1 Nov 2003)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 6 Sep 2007)
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- CF16 Significant Mgt (Desgntd Investment Business) (28 Nov 2002 to 1 Nov 2003)
- CF1 Director (1 Dec 2001 to 28 Nov 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.