Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Threadneedle Pensions Limited (no longer approved here)

    FRN 110337

    • CF1 Director (6 Sep 2007 to 28 Nov 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (28 Nov 2002 to 1 Nov 2003)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 6 Sep 2007)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • CF1 Director (6 Sep 2007 to 28 Nov 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (28 Nov 2002 to 1 Nov 2003)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 6 Sep 2007)
  • Threadneedle Portfolio Services Limited (no longer approved here)

    FRN 119174

    • CF1 Director (5 Jun 2006 to 28 Nov 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (28 Nov 2002 to 1 Nov 2003)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 6 Sep 2007)
  • Threadneedle Investment Services Limited (no longer approved here)

    FRN 190437

    • CF1 Director (5 Jun 2006 to 28 Nov 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (28 Nov 2002 to 1 Nov 2003)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 6 Sep 2007)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF16 Significant Mgt (Desgntd Investment Business) (28 Nov 2002 to 1 Nov 2003)
    • CF1 Director (1 Dec 2001 to 28 Nov 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.