John Aaku

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lloyds Bank Corporate Markets Plc
FRN 763256
- [FCA CF] Client dealing (since 1 Jan 2021)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- [FCA CF] Client dealing (18 Jun 2019 to 31 Dec 2020)
- CF30 Customer (12 Jul 2010 to 6 Mar 2016)
Bank of Scotland plc (no longer approved here)
FRN 169628
- [FCA CF] Client dealing (18 Jun 2019 to 31 Dec 2020)
- CF30 Customer (12 Jul 2010 to 6 Mar 2016)
Bank of America, N.A. (no longer approved here)
FRN 124642
- [FCA CF] Client dealing (1 Nov 2017 to 27 Feb 2019)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (8 May 2009 to 11 May 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.