Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 31 Jul 2024)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 15 Feb 2023)
    • CF30 Customer (1 Oct 2015 to 8 Dec 2019)
    • CF3 Chief Executive (1 Oct 2015 to 8 Dec 2019)
    • CF1 Director (1 Oct 2015 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF29 Significant management (31 Jul 2013 to 6 May 2015)
    • CF30 Customer (1 Jan 2013 to 6 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.