Johannes Du Plessis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

J.P. Morgan Investment Management Inc
FRN 119267
- [FCA CF] Client dealing (since 4 Jun 2025)
JPMorgan Asset Management (UK) Limited
FRN 119337
- [FCA CF] Client dealing (since 4 Jun 2025)
Northern Trust Global Investments Limited (no longer approved here)
FRN 191916
- [FCA CF] Client dealing (24 Oct 2022 to 10 Mar 2025)
NINETY ONE UK LIMITED (no longer approved here)
FRN 122420
- [FCA CF] Client dealing (25 Nov 2020 to 1 Sep 2022)
- [FCA CF] Functions requiring qualifications (25 Nov 2020 to 1 Sep 2022)
- CF30 Customer (28 Feb 2017 to 8 Dec 2019)
Ninety One Fund Managers UK Limited (no longer approved here)
FRN 145007
- [FCA CF] Client dealing (25 Nov 2020 to 1 Sep 2022)
- [FCA CF] Functions requiring qualifications (25 Nov 2020 to 1 Sep 2022)
- CF30 Customer (28 Feb 2017 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.