Johanna Stirrat

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Toronto-Dominion Bank
FRN 124859
- [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2025)
- [FCA CF] Client dealing (since 27 Nov 2024)
- [FCA CF] Material risk taker (since 27 Nov 2024)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- [FCA CF] Client dealing (27 Jun 2022 to 21 Sep 2024)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- [FCA CF] Client dealing (27 Jun 2022 to 21 Sep 2024)
HSBC Bank Plc (no longer approved here)
FRN 114216
- [FCA CF] Client dealing (11 Nov 2016 to 21 Mar 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.