Johanna Margaret Rooney

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Platinum Financial Planning Limited

    FRN 1006718

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Apr 2024)
    • [FCA CF] Client dealing (since 4 Apr 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (4 Apr 2023 to 31 Mar 2024)
    • CF30 Customer (3 Apr 2023 to 31 Mar 2024)
  • Platinum Financial Planning Limited (no longer approved here)

    FRN 409778

    • Employed By (3 Apr 2023 to 31 Mar 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Dec 2022)
    • CF30 Customer (29 May 2019 to 30 Dec 2022)
  • Hillsborough Financial Management Ltd (no longer approved here)

    FRN 568270

    • Employed By (27 Nov 2019 to 30 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

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