Johann Alexander Mahler

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Alinor Capital Management LLP
FRN 1000103
- [FCA CF] Client dealing (since 8 Jan 2024)
- SMF27 Partner (since 23 Nov 2023)
Deutsche Bank AG (no longer approved here)
FRN 150018
- [FCA CF] Manager of certification employee (7 Mar 2017 to 7 Jul 2023)
- [FCA CF] Material risk taker (30 May 2016 to 12 Aug 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 7 Jul 2023)
- CF30 Customer (19 Jan 2015 to 6 Mar 2016)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (8 Jan 2013 to 11 Jul 2014)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (10 Nov 2009 to 11 Jun 2012)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (10 Nov 2009 to 11 Jun 2012)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (9 Dec 2008 to 17 Aug 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.