Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SWR Capital Limited (no longer approved here)

    FRN 648968

    • Employed By (12 Jun 2020 to 12 Nov 2020)
  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
    • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2006 to 31 Oct 2007)
  • Threadneedle Portfolio Services Limited (no longer approved here)

    FRN 119174

    • CF16 Significant Mgt (Desgntd Investment Business) (22 Sep 2005 to 9 May 2006)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF16 Significant Mgt (Desgntd Investment Business) (22 Sep 2005 to 9 May 2006)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • CF16 Significant Mgt (Desgntd Investment Business) (22 Sep 2005 to 9 May 2006)
  • Threadneedle Investment Services Limited (no longer approved here)

    FRN 190437

    • CF16 Significant Mgt (Desgntd Investment Business) (22 Sep 2005 to 9 May 2006)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (15 May 2003 to 28 Apr 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.