Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Manager of certification employee (since 17 Aug 2018)
    • [FCA CF] Client dealing (since 17 Aug 2018)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (since 17 Aug 2018)
    • [FCA CF] Manager of certification employee (since 17 Aug 2018)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 22 Feb 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 22 Feb 2019)
    • [FCA CF] Manager of certification employee (since 17 Aug 2018)
    • [FCA CF] Client dealing (since 17 Aug 2018)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (5 Feb 2018 to 4 May 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 4 May 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 4 May 2018)
    • CF30 Customer (23 Sep 2009 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (2 Jun 2008 to 16 Sep 2009)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (2 Jun 2008 to 16 Sep 2009)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 16 Sep 2009)
    • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (22 Nov 2005 to 27 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.