Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Material risk taker (since 18 Dec 2020)
- [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
- [FCA CF] Manager of certification employee (since 17 Aug 2018)
- [FCA CF] Client dealing (since 17 Aug 2018)
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Citibank Europe plc
FRN 211646
- [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
- [FCA CF] Material risk taker (since 18 Dec 2020)
- [FCA CF] Client dealing (since 17 Aug 2018)
- [FCA CF] Manager of certification employee (since 17 Aug 2018)
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Citibank, N.A.
FRN 124704
- [FCA CF] Material risk taker (since 22 Feb 2019)
- [PRA CF] Significant risk taker or Material risk taker (since 22 Feb 2019)
- [FCA CF] Manager of certification employee (since 17 Aug 2018)
- [FCA CF] Client dealing (since 17 Aug 2018)
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- [FCA CF] Manager of certification employee (5 Feb 2018 to 4 May 2018)
- [FCA CF] Client dealing (7 Mar 2016 to 4 May 2018)
- [FCA CF] Material risk taker (7 Mar 2016 to 4 May 2018)
- CF30 Customer (23 Sep 2009 to 6 Mar 2016)
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- CF30 Customer (2 Jun 2008 to 16 Sep 2009)
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- CF30 Customer (2 Jun 2008 to 16 Sep 2009)
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- CF30 Customer (1 Nov 2007 to 16 Sep 2009)
- CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (22 Nov 2005 to 27 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.