Joginder Singh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aaron Tawny Mortgages Limited

    FRN 301672

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 11 Jan 2024)
    • [FCA CF] Client dealing (since 11 Jan 2024)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2023)
    • CF30 Customer (1 Aug 2013 to 8 Dec 2019)
  • Ashwood Law Professional Link (JVC1) Limited (no longer approved here)

    FRN 223794

    • Employed By (27 May 2008 to 28 Oct 2009)
  • Westerby Investment Management Limited (no longer approved here)

    FRN 125286

    • CF21 Investment Adviser (3 Oct 2002 to 30 Mar 2007)
    • CF22 Investment Adviser (Trainee) (13 Dec 2001 to 3 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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