Joey Whitlock

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 8 Dec 2016)
    • [FCA CF] Material risk taker (since 8 Dec 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Dec 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (7 Nov 2011 to 3 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.