Joelle Sylvie Adderley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prudent Financial Planning Services Ltd

    FRN 707566

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Jan 2024)
    • [FCA CF] Client dealing (since 8 Jan 2024)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (4 Sep 2019 to 5 Jan 2024)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 8 Jan 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (23 Aug 2016 to 1 Jul 2018)
    • CF30 Customer (1 Mar 2011 to 30 Jun 2012)
    • CF21 Investment Adviser (3 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Dec 2006 to 3 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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