Joel Stainton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (since 24 Feb 2017)
    • [FCA CF] Manager of certification employee (since 24 Feb 2017)
    • [FCA CF] Algorithmic trading (since 7 Sep 2016)
    • [FCA CF] Significant management (16 Jun 2025 to 2 Oct 2025)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [FCA CF] Algorithmic trading (since 7 Sep 2016)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
  • Skandinaviska Enskilda Banken AB (Publ) (no longer approved here)

    FRN 124943

    • CF30 Customer (1 Nov 2007 to 3 Mar 2014)
    • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.