Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 5 Nov 2025)
    • [FCA CF] Material risk taker (since 5 Nov 2025)
    • [FCA CF] Client dealing (since 5 Nov 2025)
    • [FCA CF] Material risk taker (since 5 Nov 2025)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Manager of certification employee (15 Jul 2019 to 21 Jul 2022)
    • [FCA CF] Client dealing (17 Sep 2018 to 21 Jul 2022)
    • [FCA CF] Material risk taker (17 Sep 2018 to 21 Jul 2022)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Manager of certification employee (15 Jul 2019 to 21 Jul 2022)
    • [FCA CF] Material risk taker (17 Sep 2018 to 21 Jul 2022)
    • [FCA CF] Client dealing (17 Sep 2018 to 21 Jul 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (12 Apr 2011 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (12 Apr 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.