Joel Philip Runnels-Moss

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 11 Jan 2023)
    • CF1 Director (AR) (since 20 Dec 2022)
    • CF30 Customer (since 20 Dec 2022)
  • Toucan BFP Wealth Management Ltd

    FRN 988552

    • Employed By (since 20 Dec 2022)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (19 May 2020 to 3 Jan 2023)
    • [FCA CF] Functions requiring qualifications (19 May 2020 to 3 Jan 2023)
    • CF30 Customer (7 Jun 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (24 Aug 2011 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.