Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 19 Jun 2008)
    • CF21 Investment Adviser (19 Jul 2006 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 19 Jun 2008)
    • CF21 Investment Adviser (19 Jul 2006 to 31 Oct 2007)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF21 Investment Adviser (20 Nov 2003 to 18 Aug 2004)
    • CF22 Investment Adviser (Trainee) (24 Sep 2003 to 24 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.