Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 16 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 16 Jan 2024)
    • [FCA CF] Client dealing (31 Mar 2021 to 6 Mar 2023)
    • [FCA CF] Functions requiring qualifications (31 Mar 2021 to 6 Mar 2023)
  • SPF Private Clients Limited (no longer approved here)

    FRN 189213

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.