Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (20 May 2014 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF29 Significant management (1 Nov 2007 to 19 Sep 2012)
    • CF30 Customer (1 Nov 2007 to 19 Sep 2012)
    • CF21 Investment Adviser (21 Feb 2007 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (16 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.