joe thomas cox

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cash Converters Lancashire Limited

    FRN 671783

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Jan 2023)
    • SMF3 Executive Director (since 10 Jan 2023)
  • Cash Converters Yorkshire Limited

    FRN 685900

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Jan 2023)
    • SMF3 Executive Director (since 10 Jan 2023)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (11 Jun 2020 to 6 Oct 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 Oct 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Oct 2022)
    • CF30 Customer (20 Jun 2014 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (11 Jun 2020 to 6 Oct 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Oct 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 Oct 2022)
    • CF30 Customer (20 Jun 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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