Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [PRA CF] Managing a material risk taker (since 23 Jul 2025)
    • [FCA CF] Manager of certification employee (since 15 Mar 2023)
    • [FCA CF] Material risk taker (since 11 Aug 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 11 Aug 2020)
    • [FCA CF] Client dealing (since 26 Nov 2018)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (25 Feb 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.