Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 1 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2023)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • [FCA CF] Client dealing (17 Dec 2020 to 4 Nov 2025)
    • [FCA CF] Functions requiring qualifications (17 Dec 2020 to 4 Nov 2025)

Recent activity

Updates to this individual's record on the FCA register.

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