Joe Henry Aldred

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Stonehage Fleming Investment Management Limited
FRN 194382
- [FCA CF] Manager of certification employee (since 23 Dec 2025)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (15 May 2019 to 8 Dec 2019)
Stonehage Fleming Dealing and Treasury Services (UK) Limited (no longer approved here)
FRN 989628
- [FCA CF] Client dealing (6 Aug 2024 to 2 May 2025)
ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)
FRN 143336
- [FCA CF] Client dealing (2 Aug 2017 to 22 Feb 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.