Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [PRA CF] Significant risk taker or Material risk taker (7 Aug 2020 to 31 Dec 2020)
    • [FCA CF] Client dealing (15 Jun 2020 to 19 Sep 2024)
    • [FCA CF] Manager of certification employee (11 Sep 2018 to 16 Mar 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (9 Nov 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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