Joe Daniel Bristow Anderson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 13 Sep 2022)
    • [FCA CF] Client dealing (since 13 Sep 2022)
  • Anderson Wealth Management Ltd (no longer approved here)

    FRN 611300

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Oct 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jan 2024)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Mar 2026)
    • Responsibility for MCD Intermediation (24 Mar 2016 to 31 Mar 2026)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
    • CF1 Director (1 Apr 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Apr 2014 to 30 Sep 2018)
  • Anderson Wealth Management Limited (no longer approved here)

    FRN 593733

    • Employed By (23 Jan 2013 to 2 Apr 2014)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (30 Sep 2011 to 20 Feb 2013)

Recent activity

Updates to this individual's record on the FCA register.

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