Joe Austin Horsham

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PJT Partners (UK) Limited
FRN 678983
- [FCA CF] Client dealing (since 27 Nov 2024)
Nomura International Plc (no longer approved here)
FRN 124422
- [FCA CF] Client dealing (21 Jul 2022 to 21 Aug 2024)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- [FCA CF] Client dealing (28 Jul 2020 to 6 Oct 2020)
Bank of Scotland plc (no longer approved here)
FRN 169628
- [FCA CF] Client dealing (28 Jul 2020 to 6 Oct 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.