Jody Elizabeth Banks

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Caple Banks Limited

    FRN 529775

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF10 Compliance Oversight (20 Oct 2010 to 8 Dec 2019)
    • CF1 Director (20 Oct 2010 to 8 Dec 2019)
    • CF30 Customer (20 Oct 2010 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (5 Nov 2010 to 5 Nov 2010)
  • The Matrix Model Group (UK) Ltd (no longer approved here)

    FRN 401319

    • CF30 Customer (8 Sep 2008 to 1 Jan 2010)
    • CF1 Director (16 Jan 2007 to 30 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.