Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 13 Mar 2024)
- [FCA CF] Manager of certification employee (16 Feb 2022 to 6 Apr 2023)
- [FCA CF] Client dealing (1 Jul 2018 to 8 Jul 2019)
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HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 26 Apr 2019)
- [FCA CF] Client dealing (since 26 Jun 2017)
- CF30 Customer (1 Nov 2007 to 29 Sep 2015)
- CF21 Investment Adviser (16 Apr 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (9 Feb 2007 to 1 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.