Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 13 Mar 2024)
    • [FCA CF] Manager of certification employee (16 Feb 2022 to 6 Apr 2023)
    • [FCA CF] Client dealing (1 Jul 2018 to 8 Jul 2019)
  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 26 Apr 2019)
    • [FCA CF] Client dealing (since 26 Jun 2017)
    • CF30 Customer (1 Nov 2007 to 29 Sep 2015)
    • CF21 Investment Adviser (16 Apr 2007 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (9 Feb 2007 to 1 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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