Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 2 Aug 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (1 Aug 2023 to 5 Aug 2024)
  • Dragonfly Financial Services Limited (no longer approved here)

    FRN 601278

    • [FCA CF] Functions requiring qualifications (22 Jul 2021 to 31 Jul 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 31 May 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (12 Jul 2016 to 1 Jul 2018)
    • CF30 Customer (1 Nov 2007 to 5 Mar 2013)
    • CF21 Investment Adviser (20 Feb 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Nov 2002 to 20 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.