Jochen Mehltretter

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Client dealing (26 Jan 2018 to 26 Nov 2020)
    • [FCA CF] Material risk taker (26 Jan 2018 to 26 Nov 2020)
    • [FCA CF] Manager of certification employee (26 Jan 2018 to 19 Oct 2020)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (17 May 2017 to 26 Nov 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 26 Nov 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 19 Oct 2020)
    • CF30 Customer (8 May 2014 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (7 Mar 2016 to 26 Nov 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 26 Nov 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 19 Oct 2020)
    • CF30 Customer (8 May 2014 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (23 Sep 2009 to 21 Oct 2013)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (14 Oct 2008 to 21 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.