Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Client dealing (since 21 Sep 2022)
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Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 21 Sep 2022)
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- [FCA CF] Client dealing (5 Mar 2020 to 6 Jul 2022)
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- [FCA CF] Manager of certification employee (26 Sep 2019 to 4 Dec 2019)
- [FCA CF] Client dealing (3 Jan 2017 to 2 Jan 2020)
- CF30 Customer (15 Jul 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.