Joanne Williams

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 15 Apr 2026)
    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 3 Jul 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (22 Jun 2016 to 1 Jul 2018)
    • CF30 Customer (27 Feb 2008 to 30 Sep 2012)
    • CF21 Investment Adviser (2 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Jun 2005 to 2 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.