Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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K. J. HERBERT (INSURANCE SERVICES) LIMITED
FRN 307000
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (6 Nov 2006 to 8 Dec 2019)
- Responsible for Insurance Mediation (6 Nov 2006 to 30 Sep 2018)
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K J Herbert (Finance) Limited
FRN 734622
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (4 Aug 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (4 Aug 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.