Joanne Patricia Ormston

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- CF1 Director (AR) (since 30 Nov 2020)
Albion House Wealth Management Ltd
FRN 918552
- (2)Employed By (since 30 Nov 2020)
Pearson Solicitors and Financial Advisers Ltd
FRN 917832
- SMF16 Compliance Oversight (since 3 Aug 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Aug 2020)
- SMF3 Executive Director (since 3 Aug 2020)
- [FCA CF] Significant management (since 3 Aug 2020)

Updates to this individual's record on the FCA register.

21 hours ago
controlled function removed: Employed By at Albion House Wealth Management Ltd
21 hours ago
controlled function added: (2)Employed By at Albion House Wealth Management Ltd

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.