Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Oct 2019)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (13 Aug 2010 to 14 Oct 2011)
    • CF21 Investment Adviser (15 Oct 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Feb 2002 to 15 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.