Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Qube Research & Technologies Limited
FRN 725798
- [FCA CF] Client dealing (since 21 Feb 2023)
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- [FCA CF] Manager of certification employee (31 May 2019 to 13 Jan 2023)
- [FCA CF] Client dealing (7 Mar 2016 to 13 Jan 2023)
- CF30 Customer (7 Jun 2010 to 6 Mar 2016)
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- CF30 Customer (26 Nov 2009 to 19 Mar 2010)
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- CF30 Customer (1 Nov 2007 to 24 Nov 2008)
- CF21 Investment Adviser (28 Jan 2005 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 24 Nov 2008)
- CF21 Investment Adviser (28 Jan 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.