Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Dec 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Dec 2024)
    • CF30 Customer (5 Mar 2019 to 8 Dec 2019)
  • WHITING GROUP LTD (no longer approved here)

    FRN 118162

    • CF21 Investment Adviser (3 Feb 2003 to 31 Oct 2004)
    • CF22 Investment Adviser (Trainee) (18 Sep 2002 to 3 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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