Joanne Louise Rands

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED
FRN 119289
- [FCA CF] Client dealing (since 1 Feb 2022)
- [FCA CF] Functions requiring qualifications (1 Feb 2022 to 30 Sep 2025)
Franklin Templeton Fund Management Limited (no longer approved here)
FRN 122222
- [FCA CF] Client dealing (22 Oct 2021 to 31 Jan 2022)
- [FCA CF] Functions requiring qualifications (22 Oct 2021 to 31 Jan 2022)
RATHBONES ASSET MANAGEMENT LIMITED (no longer approved here)
FRN 144266
- CF30 Customer (10 Jun 2014 to 4 Dec 2017)
Peel Hunt LLP (no longer approved here)
FRN 530083
- CF30 Customer (20 May 2011 to 9 Jun 2014)
Hermes Investment Management Ltd (no longer approved here)
FRN 150000
- CF30 Customer (1 Nov 2007 to 31 Jan 2011)
- CF27 Investment Management (22 May 2007 to 31 Oct 2007)
HSBC Global Asset Management (UK) Limited (no longer approved here)
FRN 122335
- CF27 Investment Management (15 Jun 2004 to 30 Jun 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.