Joanne Lisa Strickland

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- CF4 Partner (AR) (since 3 Feb 2016)
- CF30 Customer (30 Jun 2016 to 26 Feb 2021)
Strickland Wealth Management
FRN 576157
- (1)Employed By (since 3 Feb 2016)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2002)

Updates to this individual's record on the FCA register.

14 hours ago
controlled function removed: Employed By at Strickland Wealth Management
14 hours ago
controlled function added: (1)Employed By at Strickland Wealth Management

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.