Joanne King

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • CF30 Customer (1 Nov 2007 to 22 Dec 2009)
    • CF21 Investment Adviser (22 Mar 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Jun 2003 to 22 Mar 2004)
  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • CF21 Investment Adviser (22 Mar 2004 to 14 Jul 2006)
    • CF22 Investment Adviser (Trainee) (13 Jun 2003 to 22 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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