Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- CF1 Director (AR) (since 11 May 2023)
- Appointed representative dealing with clients for which they require qualification (since 22 Mar 2022)
- CF30 Customer (since 15 Feb 2022)
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- (1)Employed By (since 11 May 2023)
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- (1)Employed By (15 Feb 2022 to 24 May 2023)
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- Employed By (15 Feb 2021 to 24 Jan 2022)
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- [FCA CF] Functions requiring qualifications (15 Feb 2021 to 24 Jan 2022)
- CF30 Customer (15 Feb 2021 to 24 Jan 2022)
- Appointed representative dealing with clients for which they require qualification (15 Feb 2021 to 24 Jan 2022)
Recent activity
Updates to this individual's record on the FCA register.
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