Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Mercer Limited
FRN 121935
- SMF18 Other Overall Responsibility (since 5 Oct 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 6 Jan 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jan 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (18 Feb 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (16 Nov 2002 to 18 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.